Hauser v. Merrill Lynch

NYSE Arbitration No. 1993-03312 Testifying expert for Claimant. Award in favor of Claimant: $3.5 million Swiss Claimant asserted fraud, misrepresentation, and failure to supervise registered representatives of a Lugano, Switzerland branch office of Respondent in connection with a “black money” scheme that damaged the Swiss trust company used as a conduit for cash flows and excessive foreign currency trading in fiduciary accounts.]]>