John Tilling v. S.W. Bach & Co.

NASD Arbitration No. 04-01896 Testifying expert for Claimant. Award in favor of Claimant: $471,000, including $291,000 in disgorgement of commissions and fees. British Claimant, Member of Lloyds of London, asserted churning, unsuitability, breach of fiduciary duty and common law fraud related to discretionary transactions in stocks and Treasury bonds.]]>