Paul C. Carroll

Paul C. Carroll

Paul C. Carroll


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Providing analytic and testimonial expert witness services in connection with trials, arbitrations, and regulatory proceedings related to the securities and commodities industries. Expertise extends to broker-dealer and prime broker operations and margin, clearance, security industry practice and standards, risk based margin and haircuts, portfolio margin, options operations and clearance, TIMS/SPAN margin, trades processing, and NSCC and CNS settlement processes.